Institution Information
Reportee Signature Date Report period Total Entries Total AUM($)
B RILEY WEALTH ADVISORS INC 05-16-2024 03-31-2024 1445 3,697,476,209
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%) Date Reported
TILRAY BRANDS INC NOTE 5.000%10/0 Liquidated $76,864 75,000 0.00 0.00 75,000 +Inf 03-31-2024
PARATEK PHARMACEUTICALS INC COM Liquidated $0 0 0.00 0.00 0 0.00 12-31-2023
BGC GROUP INC CL A Liquidated $0 0 0.00 10,176 +Inf 03-31-2024
NUVEEN PFD & INCOME OPPORTUN COM 2354 $71,931 11,285 0.00 0.00 -37,391 -76.82 03-31-2024
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