Institution Information
| Reportee | Signature Date | Report period | Total Entries | Total AUM($) |
|---|---|---|---|---|
| ALETHEA CAPITAL MANAGEMENT LLC | 11-14-2022 | 09-30-2022 | 58 | 79,158,000 |
Institutional Holdings
| Issuer | Class | Position | Value | Shares | Portfolio Percentage (%) | Previous Percentage (%) | Shares Delta | Shares Delta(%) | Date Reported |
|---|---|---|---|---|---|---|---|---|---|
| AXSOME THERAPEUTICS INC | COM | 1 | $35,172,000 | 788,263 | 44.43 | 37.87 | -1,550 | -0.20 | 09-30-2022 |
| AVIDITY BIOSCIENCES INC | COM | 2 | $13,643,000 | 835,473 | 17.24 | 15.20 | 0 | 0.00 | 09-30-2022 |
| SPDR SER TR | BLOOMBERG 1-3 MO | 3 | $5,786,000 | 63,166 | 7.31 | 7.23 | 0 | 0.00 | 09-30-2022 |
| KURA ONCOLOGY INC | COM | 4 | $5,007,000 | 366,569 | 6.33 | 8.41 | 0 | 0.00 | 09-30-2022 |
