Institution Information
Reportee Signature Date Report period Total Entries Total Value($)
B RILEY WEALTH MANAGEMENT INC 05-16-2019 03-31-2019 496 575,619,000,000
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%)
VANGUARD GROWTH ETF ETF 1 $23,484,000 150,137 4.07 4.13 3,605 2.46
VANGUARD VALUE ETF ETF 2 $20,673,000 192,071 3.59 4.12 -8,655 -4.31
VANGUARD SHORT TERM CORP BOND FD ETF ETF 3 $18,545,000 232,510 3.22 3.78 1,453 0.63
APPLE INC COM 4 $12,746,000 67,101 2.21 67,101 +Inf
AMAZON COM INC COM 5 $11,461,000 6,436 1.99 6,436 +Inf
PROSHARES TR PSHS CS 130/30 ETF 6 $11,073,000 161,880 1.92 2.18 -9,226 -5.39
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 7 $10,631,000 133,290 1.84 133,290 +Inf
VANGUARD SCOTTSDALE FDS Common Stock Liquidated $0 0 2.13 130,120 +Inf
PIMCO ACTIVE BOND EXCHANGE-TRADED FUND ETF 9 $9,927,000 94,060 1.72 94,060 +Inf
WISDOMTREE BOFA MERRILL LYNCH HIGH YIELD BOND ZERO DURATION FUND ETF 10 $9,925,000 426,895 1.72 1.87 29,013 7.29
VANGUARD INDEX FDS LARGE CAP ETF 11 $9,533,000 73,444 1.65 73,444 +Inf
ISHARES MSCI EAFE ETF ETF 12 $9,340,000 144,003 1.62 1.40 30,522 26.90
MICROSOFT CORP COM 13 $9,257,000 78,485 1.61 78,485 +Inf
AMAZON.COM INC Stock Liquidated $0 0 1.84 5,852 +Inf
VANGUARD INDEX FDS Common Stock Liquidated $0 0 1.76 73,158 +Inf
APPLE INC Stock Liquidated $0 0 1.69 51,061 +Inf
MNAEXIQ ETF TR IQ ARB MERGER ARBITRAGEETF ETF 17 $7,952,000 249,059 1.38 1.43 34,082 15.85
VANGUARD REIT INDEX ETF ETF 18 $6,972,000 80,218 1.21 1.21 2,617 3.37
ISHARES MSCI EAFE GROWTH INDEX ETF ETF 19 $6,783,000 87,583 1.18 1.06 14,436 19.74
PIMCO ETF TR Common Stock Liquidated $0 0 1.39 65,728 +Inf
PIMCO ETF TR ENHAN SHRT MA AC 21 $6,537,000 64,371 1.13 64,371 +Inf
INVESCO QQQ TR ETF 22 $6,359,000 35,397 1.10 1.01 4,124 13.19
SPDR DOW JONES INDUSTRIAL ETF ETF 23 $6,135,000 23,675 1.06 1.01 3,021 14.63
CHEVRON CORP NEW COM 24 $5,955,000 48,346 1.03 48,346 +Inf
SPDR S&P 500 ETF ETF 25 $5,665,000 20,054 0.98 1.25 -3,752 -15.76
ISHARES S&P 500 INDEX ETF 26 $5,497,000 19,317 0.95 0.94 1,509 8.47
ISHARES RUSSELL MIDCAP GROWTH ETF ETF 27 $5,302,000 39,079 0.92 0.91 899 2.35
HOME DEPOT INC COM 28 $5,253,000 27,373 0.91 27,373 +Inf
GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT ETF 29 $4,979,000 47,674 0.86 0.85 3,089 6.93
FACEBOOK INC CL A COM 30 $4,867,000 29,196 0.84 29,196 +Inf
ISHARES TRUST RUSSELL 200 GROWTH INDEX FD ETF 31 $4,863,000 59,133 0.84 0.65 15,721 36.21
VISA INC COM 32 $4,811,000 30,801 0.83 30,801 +Inf
ISHARES TR RUSSELL MIDCAP INDEX FD ETF 33 $4,793,000 88,850 0.83 0.82 4,660 5.54
SOLAR SR CAP LTD COM 34 $4,762,000 277,503 0.83 277,503 +Inf
VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 35 $4,602,000 25,609 0.80 0.78 986 4.00
SPDR INDEX SHS FDS S&P EMERGING MKTS SM CAP ETF ETF 36 $4,543,000 101,926 0.79 1.18 -35,468 -25.81
GOOGLE INC COM 37 $4,384,000 3,725 0.76 3,725 +Inf
SOLAR SR CAP LTD Common Stock Liquidated $0 0 0.88 277,358 +Inf
HONEYWELL INTL INC COM 39 $4,182,000 26,317 0.73 26,317 +Inf
VERIZON COMMUNICATIONS INC COM 40 $3,985,000 67,400 0.69 67,400 +Inf
VANGUARD INDEX FDS MID CAP ETF 41 $3,881,000 24,143 0.67 24,143 +Inf
VISA INC Stock Liquidated $0 0 0.81 29,119 +Inf
VANGUARD SCOTTSDALE FDS INT-TERM CORP 43 $3,811,000 43,875 0.66 43,875 +Inf
JOHNSON & JOHNSON COM COM 44 $3,753,000 26,844 0.65 26,844 +Inf
MICROSOFT CORP Common Stock Liquidated $0 0 0.79 36,901 +Inf
ISHARES TR SELECT DIVID ETF 46 $3,667,000 37,345 0.64 37,345 +Inf
GOOGLE INC Stock Liquidated $0 0 0.76 3,475 +Inf
FACEBOOK INC CL A Stock Liquidated $0 0 0.75 27,276 +Inf
VANGUARD SCOTTSDALE FDS Common Stock Liquidated $0 0 0.75 43,039 +Inf
JOHNSON & JOHNSON COM Stock Liquidated $0 0 0.74 27,212 +Inf
VERIZON COMMUNICATIONS Stock Liquidated $0 0 0.73 61,512 +Inf
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