Institution Information
Reportee Signature Date Report period Total Entries Total AUM($)
PRELUDE CAPITAL MANAGEMENT LLC 05-15-2023 03-31-2023 1143 3,076,080,221
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%) Date Reported
NEUBASE THERAPEUTICS INC COM 3101 $57,535 311,000 0.00 0.01 0 0.00 03-31-2023
LARIMAR THERAPEUTICS INC COM 3102 $57,531 12,700 0.00 12,700 +Inf 03-31-2023
DURECT CORP COM NEW 3103 $56,815 12,542 0.00 12,542 +Inf 03-31-2023
ROTH CH ACQUISITION IV CO *W EXP 07/01/202 3104 $56,380 200,000 0.00 0.00 0 0.00 03-31-2023
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