Institution Information
Reportee Signature Date Report period Total Entries Total AUM($)
ARIEL INVESTMENTS LLC 11-13-2020 09-30-2020 148 6,886,238,000
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%) Date Reported
ORBCOMM, Inc. COM 201 $6,438,000 1,893,438 0.09 1,893,438 +Inf 09-30-2020
Nordstrom, Inc. COM 202 $6,206,000 520,646 0.09 520,646 +Inf 09-30-2020
Matthews Intl Corp. COMMON Liquidated $0 0 0.11 0.11 21,117 9.28 09-30-2020
Ballantyne Strong, Inc. COMMON Liquidated $0 0 0.10 0.14 48,472 1.44 09-30-2020
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