Institution Information
Reportee Signature Date Report period Total Entries Total AUM($)
UBS GROUP AG 01-31-2024 12-31-2023 18527 334,075,074,464
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%) Date Reported
PROSPECT CAP CORP COM 3151 $2,416,336 403,395 0.00 0.00 14,321 3.68 12-31-2023
LINDBLAD EXPEDITIONS HLDGS I COM 3152 $2,414,631 214,253 0.00 0.00 -56,051 -20.74 12-31-2023
FIDELITY COVINGTON TRUST CONSMR STAPLES 3153 $2,409,351 53,985 0.00 0.00 -1,094 -1.99 12-31-2023
INVESCO EXCHANGE TRADED FD T S&P MIDCAP 400 3154 $2,409,276 24,487 0.00 0.00 -2,380 -8.86 12-31-2023
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