Institution Information
Reportee Signature Date Report period Total Entries Total AUM($)
PROEQUITIES INC 11-13-2019 09-30-2019 18214 401,637,000
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%) Date Reported
PIMCO CORPORATE & INCOME OPP COM 1 $17,407,000 952,958 4.33 1.26 271,290 39.80 09-30-2019
ISHARES TR CORE S&P500 ETF 2 $13,340,000 44,687 3.32 2.60 -42,509 -48.75 09-30-2019
ISHARES TR MIN VOL USA ETF 3 $11,597,000 180,921 2.89 1.83 -111,709 -38.17 09-30-2019
ISHARES TR U.S. MED DVC ETF 4 $11,136,000 45,044 2.77 0.67 17,392 62.90 09-30-2019
ISHARES TR CORE US AGGBD ET 5 $9,696,000 85,676 2.41 1.81 -74,545 -46.53 09-30-2019
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 6 $8,355,000 203,384 2.08 4.10 -767,907 -79.06 09-30-2019
ISHARES US ETF TR SHT MAT BD ETF 7 $7,899,000 156,905 1.97 4.23 -674,265 -81.12 09-30-2019
ISHARES TR USA MOMENTUM FCT 8 $6,496,000 54,472 1.62 1.82 -97,302 -64.11 09-30-2019
INVESCO ACTIVELY MANAGD ETF ULTRA SHRT DUR 9 $6,317,000 125,321 1.57 0.18 89,400 248.88 09-30-2019
VANGUARD WORLD FD MEGA CAP INDEX 10 $6,190,000 60,037 1.54 2.62 -194,763 -76.44 09-30-2019
ISHARES TR CORE S&P TTL STK 11 $6,144,000 91,606 1.53 0.94 -47,148 -33.98 09-30-2019
ISHARES TR CORE DIV GRWTH 12 $5,942,000 151,811 1.48 0.65 -16,174 -9.63 09-30-2019
VANGUARD INDEX FDS MID CAP ETF 13 $5,632,000 33,605 1.40 1.96 -81,778 -70.88 09-30-2019
ISHARES TR MIN VOL EAFE ETF 14 $5,305,000 72,390 1.32 0.65 -15,786 -17.90 09-30-2019
ISHARES TR CORE S&P SCP ETF 15 $4,694,000 60,299 1.17 1.47 -125,048 -67.47 09-30-2019
ISHARES TR US TREAS BD ETF 16 $4,389,000 166,733 1.09 0.48 -17,623 -9.56 09-30-2019
VANGUARD WORLD FD S UTILITIES ETF 17 $4,361,000 30,153 1.09 0.04 27,473 1025.11 09-30-2019
ISHARES INC CORE MSCI EMKT 18 $4,069,000 83,007 1.01 2.18 -336,073 -80.19 09-30-2019
ISHARES TR CORE S&P MCP ETF 19 $4,038,000 20,899 1.01 1.09 -34,430 -62.23 09-30-2019
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 20 $4,020,000 99,851 1.00 1.99 -362,503 -78.40 09-30-2019
EATON VANCE ENH EQTY INC FD COM 21 $3,988,000 239,527 0.99 0.29 70,503 41.71 09-30-2019
VANGUARD INDEX FDS GROWTH ETF 22 $3,679,000 22,123 0.92 1.89 -92,177 -80.64 09-30-2019
VANGUARD INDEX FDS VALUE ETF 23 $3,595,000 32,208 0.90 1.67 -115,537 -78.20 09-30-2019
ISHARES TR CORE MSCI EAFE 24 $3,559,000 58,269 0.89 0.43 -11,052 -15.94 09-30-2019
VANGUARD CHARLOTTE FDS INTL BD IDX ETF 25 $3,441,000 58,496 0.86 1.43 -188,650 -76.33 09-30-2019
FS KKR CAPITAL CORP COM 26 $3,271,000 543,411 0.81 0.35 -23,520 -4.15 09-30-2019
ISHARES TR FLTG RATE NT ETF 27 $3,244,000 63,655 0.81 0.74 -79,413 -55.51 09-30-2019
ISHARES TR S&P US PFD STK 28 $3,203,000 85,352 0.80 1.28 -257,340 -75.09 09-30-2019
ISHARES TR USA QUALITY FCTR 29 $3,134,000 33,919 0.78 2.20 -204,216 -85.76 09-30-2019
ISHARES TR SH TR CRPORT ETF 30 $2,882,000 53,703 0.72 0.69 -73,673 -57.84 09-30-2019
ISHARES TR JPMORGAN USD EMG 31 $2,858,000 25,218 0.71 0.87 -50,415 -66.66 09-30-2019
ISHARES TR MBS ETF 32 $2,855,000 26,364 0.71 0.18 9,997 61.08 09-30-2019
SPDR SERIES TRUST S&P DIVID ETF 33 $2,846,000 27,743 0.71 0.52 -23,643 -46.01 09-30-2019
BROWN FORMAN CORP CL B 34 $2,727,000 43,330 0.68 0.24 0 0.00 09-30-2019
INVESCO EXCHNG TRADED FD TR KBW PPTY CASUT 35 $2,667,000 36,068 0.66 0.22 4,836 15.48 09-30-2019
VANGUARD INDEX FDS TOTAL STK MKT 36 $2,550,000 16,886 0.63 1.02 -50,016 -74.76 09-30-2019
ISHARES TR RUS MID CAP ETF 37 $2,546,000 45,498 0.63 0.35 -16,258 -26.33 09-30-2019
SPDR S&P 500 ETF TR TR UNIT 38 $2,426,000 8,137 0.60 0.66 -14,184 -63.55 09-30-2019
VANGUARD BD INDEX FD INC TOTAL BND MRKT 39 $2,337,000 27,681 0.58 0.60 -43,875 -61.32 09-30-2019
ISHARES TR IBOXX INV CP ETF 40 $2,326,000 18,243 0.58 0.34 -8,470 -31.71 09-30-2019
SPDR GOLD TRUST GOLD SHS 41 $2,147,000 15,462 0.53 0.06 11,283 269.99 09-30-2019
ISHARES TR INTRM TR CRP ETF 42 $2,069,000 35,716 0.52 0.23 -3,478 -8.87 09-30-2019
VANGUARD BD INDEX FD INC SHORT TRM BOND 43 $2,013,000 24,913 0.50 1.09 -109,281 -81.44 09-30-2019
VANGUARD INDEX FDS S&P 500 ETF SHS 44 $1,996,000 7,287 0.50 0.66 -16,926 -69.90 09-30-2019
VANGUARD GROUP DIV APP ETF 45 $1,990,000 16,646 0.50 0.44 -21,352 -56.19 09-30-2019
ISHARES TR 1 3 YR TREAS BD 46 $1,980,000 23,348 0.49 0.77 -65,938 -73.85 09-30-2019
VANGUARD INDEX FDS SMALL CP ETF 47 $1,976,000 12,840 0.49 0.62 -26,304 -67.20 09-30-2019
ISHARES TR MSCI ACWI ETF 48 $1,947,000 26,399 0.48 0.00 26,399 +Inf 09-30-2019
ISHARES TR 0-5YR INVT GR CP 49 $1,937,000 37,875 0.48 0.10 19,334 104.28 09-30-2019
VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 50 $1,905,000 35,772 0.47 0.98 -147,446 -80.48 09-30-2019
FIRST TR LRG CP GRWTH ALPHAD COM SHS 51 $1,891,000 27,023 0.47 0.31 -16,506 -37.92 09-30-2019
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