Institution Information
Reportee Signature Date Report period Total Entries Total AUM($)
PROFICIO CAPITAL PARTNERS LLC 11-12-2019 09-30-2019 119 268,211,000
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%) Date Reported
ISHARES TR RUSSELL 3000 ETF 1 $20,801,000 119,704 7.76 119,704 +Inf 09-30-2019
ISHARES RUSSELL 3000 ETF ETF Liquidated $0 0 6.88 3.09 64,737 124.72 09-30-2019
ISHARES GOLD TRUST ISHARES 3 $18,854,000 1,337,195 7.03 1,337,195 +Inf 09-30-2019
SPDR S&P 500 ETF ETF Liquidated $0 0 6.13 6.59 -4,268 -6.52 09-30-2019
ISHARES COMEX GOLD TRUST ETF Liquidated $0 0 6.02 8.76 -679,711 -34.26 09-30-2019
PIMCO ETF TR ENHAN SHRT MA AC 6 $16,510,000 162,289 6.16 162,289 +Inf 09-30-2019
ISHARES TR FLTG RATE NT ETF 7 $16,468,000 323,085 6.14 323,085 +Inf 09-30-2019
SPDR S&P 500 ETF TR TR UNIT 8 $14,761,000 49,738 5.50 49,738 +Inf 09-30-2019
INVESCO QQQ TRUST ETF Liquidated $0 0 4.48 4.33 2,527 3.74 09-30-2019
ISHARES TR CORE S&P500 ETF 10 $11,953,000 40,041 4.46 40,041 +Inf 09-30-2019
ISHARES TR 1 3 YR TREAS BD 11 $11,124,000 131,152 4.15 131,152 +Inf 09-30-2019
ISHARES CORE S&P 500 ETF ETF Liquidated $0 0 3.80 3.62 1,966 5.51 09-30-2019
INVESCO QQQ TR UNIT SER 1 13 $10,955,000 58,019 4.08 58,019 +Inf 09-30-2019
ISHARES RUSSELL MID-CAP GROWTH ETF ETF Liquidated $0 0 3.43 2.25 23,795 51.08 09-30-2019
ISHARES FLOATING RATE BOND ETF ETF Liquidated $0 0 3.14 2.11 63,756 54.82 09-30-2019
VANGUARD FTSE EMERGING MARKETS ETF ETF Liquidated $0 0 3.11 3.26 -1,305 -0.61 09-30-2019
ISHARES TR RUS TP200 GR ETF 17 $8,676,000 99,660 3.23 99,660 +Inf 09-30-2019
ISHARES TR 20 YR TR BD ETF 18 $6,725,000 47,002 2.51 47,002 +Inf 09-30-2019
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 19 $6,650,000 165,180 2.48 165,180 +Inf 09-30-2019
ISHARES 20 YEAR TREASURY BOND ETF ETF Liquidated $0 0 2.27 2.34 -2,145 -4.12 09-30-2019
ISHARES TR 3 7 YR TREAS BD 21 $6,289,000 49,595 2.34 49,595 +Inf 09-30-2019
ISHARES TR MORTGE REL ETF 22 $5,604,000 133,025 2.09 133,025 +Inf 09-30-2019
VANGUARD S&P 500 ETF ETF Liquidated $0 0 1.87 1.86 128 0.64 09-30-2019
ISHARES MORTGAGE REAL ESTATE ETF ETF Liquidated $0 0 1.69 1.78 2,115 1.84 09-30-2019
MICROSOFT CORP COM Stock Liquidated $0 0 1.68 1.48 1,494 4.25 09-30-2019
VANGUARD INDEX FDS S&P 500 ETF SHS 26 $4,883,000 17,911 1.82 17,911 +Inf 09-30-2019
ALPS ETF TR ALERIAN MLP 27 $4,539,000 496,658 1.69 496,658 +Inf 09-30-2019
AMAZON COM INC COM Stock Liquidated $0 0 1.54 1.40 160 7.23 09-30-2019
MICROSOFT CORP COM 29 $4,407,000 31,695 1.64 31,695 +Inf 09-30-2019
VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF Liquidated $0 0 1.50 1.50 -115 -0.55 09-30-2019
VANGUARD WORLD FDS INF TECH ETF 31 $4,373,000 20,286 1.63 20,286 +Inf 09-30-2019
SPDR S&P MIDCAP 400 ETF ETF Liquidated $0 0 1.45 1.48 0 0.00 09-30-2019
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 33 $4,225,000 11,987 1.58 11,987 +Inf 09-30-2019
ALPHABET INC CAP STK CL C Stock Liquidated $0 0 1.32 1.42 182 5.37 09-30-2019
AMAZON COM INC COM 35 $3,670,000 2,114 1.37 2,114 +Inf 09-30-2019
VISA INC COM CL A Stock Liquidated $0 0 1.14 1.05 392 2.09 09-30-2019
APPLE INC COM Stock Liquidated $0 0 1.12 2.43 -19,470 -54.16 09-30-2019
APPLE INC COM 38 $3,211,000 14,335 1.20 14,335 +Inf 09-30-2019
ALERIAN MLP ETF ETF Liquidated $0 0 1.10 1.04 34,580 11.90 09-30-2019
VISA INC COM CL A 40 $2,912,000 16,928 1.09 16,928 +Inf 09-30-2019
ISHARES CURRENCY HEDGED MSCI EAFE ETF ETF Liquidated $0 0 0.99 1.03 -3,310 -3.31 09-30-2019
ISHARES TR HDG MSCI EAFE 42 $2,842,000 94,929 1.06 94,929 +Inf 09-30-2019
ISHARES MSCI EAFE ETF ETF Liquidated $0 0 0.95 1.01 -1,445 -3.30 09-30-2019
STARBUCKS CORP COM 44 $2,724,000 30,804 1.02 30,804 +Inf 09-30-2019
ISHARES TR MSCI EAFE ETF 45 $2,710,000 41,558 1.01 41,558 +Inf 09-30-2019
STARBUCKS CORP COM Stock Liquidated $0 0 0.92 0.85 80 0.25 09-30-2019
DUFF & PHELPS GLB UTL INC FD COM CEF Liquidated $0 0 0.87 0.87 2,870 1.75 09-30-2019
VANGUARD VALUE INDEX FUND ETF Liquidated $0 0 0.87 0.95 -1,835 -7.42 09-30-2019
NUVEEN AMT FREE QLTY MUN INCME COM CEF Liquidated $0 0 0.85 0.91 -9,336 -4.91 09-30-2019
BROOKFIELD GLOBL LISTED INFR COM SHS 50 $2,465,000 179,660 0.92 179,660 +Inf 09-30-2019
VANGUARD INDEX FDS VALUE ETF 51 $2,454,000 21,985 0.91 21,985 +Inf 09-30-2019
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