Institution Information
Reportee Signature Date Report period Total Entries Total Value($)
RELATIVE VALUE PARTNERS GROUP LLC 08-13-2019 06-30-2019 164 957,064,000
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%)
ISHARES TR S&P 100 ETF 1 $60,061,000 463,470 6.28 6.41 -15,065 -3.15
ISHARES TR 1-3 YR TR BD ETF 2 $38,166,000 450,171 3.99 3.17 97,875 27.78
EATON VANCE LTD DUR INCOME COM 3 $35,757,000 2,826,631 3.74 3.73 69,952 2.54
ISHARES TR 3-7 YR TREAS BD Liquidated $0 0 3.90 276,953 +Inf
ISHARES TR 3-7 YR TR BD ETF 5 $32,904,000 261,638 3.44 3.25 15,180 6.16
ALLIANZGI NFJ DIVID INT & PR COM 6 $30,402,000 2,451,784 3.18 3.01 118,261 5.07
NUVEEN MTG OPPORTUNITY TERM COM 7 $29,841,000 1,278,876 3.12 3.20 -420 -0.03
ISHARES TR 1-3 YR TREAS BD Liquidated $0 0 3.46 356,806 +Inf
WISDOMTREE TR US QTLY DIV GRT 9 $29,796,000 682,610 3.11 2.38 165,736 32.07
VANGUARD INDEX FDS TOTAL STK MKT 10 $29,751,000 198,220 3.11 2.52 35,674 21.95
ISHARES TR IBONDS DEC20 ETF 11 $28,875,000 1,139,493 3.02 2.77 113,950 11.11
SPECIAL OPPORTUNITIES FUND INC COM 12 $27,317,000 1,986,677 2.85 2.82 26,895 1.37
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 13 $26,120,000 223,934 2.73 2.57 12,068 5.70
SPECIAL OPPORTUNITIES FD INC PFD CONV SE B 14 $25,705,000 1,022,893 2.69 2.76 -7,151 -0.69
ISHARES TR US TREAS BD ETF 15 $25,665,000 994,206 2.68 2.59 33,426 3.48
EATON VANCE SHORT DUR DIV IN COM 16 $21,841,000 1,613,098 2.28 2.04 139,426 9.46
NUVEEN MUN VALUE FD INC COM 17 $21,216,000 2,077,704 2.22 2.28 -49,854 -2.34
TCW STRATEGIC INCOME FUND IN COM 18 $20,398,000 3,496,240 2.13 2.74 -1,095,752 -23.86
BLACKROCK CR ALLCTN INC TR COM 19 $20,045,000 1,545,506 2.09 2.49 -331,471 -17.66
WESTERN ASSET VAR RT STRG FD COM 20 $19,596,000 1,196,811 2.05 1.64 236,086 24.57
TRI-CONTINENTAL CORP COM 21 $19,477,000 722,163 2.04 2.18 -53,595 -6.91
VOYA PRIME RATE TR SH BEN INT 22 $18,440,000 3,873,978 1.93 1.98 -8,218 -0.21
FIRST TR SR FLG RTE INCM FD COM 23 $17,393,000 1,443,406 1.82 1.83 -2,844 -0.20
VANGUARD WORLD FDS INF TECH ETF 24 $17,046,000 80,831 1.78 1.77 -1,874 -2.27
NUVEEN REAL ASSET INC & GROW COM 25 $16,951,000 995,042 1.77 1.71 5,072 0.51
BLACKROCK FLOAT RATE OME STR COM 26 $15,262,000 1,189,575 1.59 1.50 69,948 6.25
PIONEER FLOATING RATE TR COM 27 $14,703,000 1,375,383 1.54 1.54 -13,687 -0.99
MFS CHARTER INCOME TR SH BEN INT 28 $13,203,000 1,619,964 1.38 1.54 -207,259 -11.34
VANGUARD INDEX FDS VALUE ETF Liquidated $12,544,000 112,386 1.31 0.65 112,386 +Inf
MFS INTERMEDIATE INC TRUST SH BEN INT 30 $12,332,000 3,194,706 1.29 1.30 -11,891 -0.37
VANGUARD INDEX FDS VALUE VALUE ETF Liquidated $0 0 1.31 112,886 +Inf
SPDR SER TR PORTFOLIO SH TSR 32 $12,230,000 407,673 1.28 1.22 25,244 6.60
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US Liquidated $11,752,000 230,479 1.23 0.20 230,479 +Inf
GDL FUND COM SH BEN IT 34 $11,563,000 1,249,606 1.21 1.22 52,031 4.34
TEMPLETON EMERGING MKTS FD I COM 35 $11,377,000 753,424 1.19 1.58 -238,040 -24.01
MFS GOVT MKTS INCOME TR SH BEN INT 36 $11,042,000 2,416,241 1.15 1.28 -259,671 -9.70
BARINGS BDC INC COM 37 $10,072,000 1,023,614 1.05 1.01 56,652 5.86
GENERAL AMERN INVS INC COM 38 $9,145,000 257,666 0.96 1.76 -237,380 -47.95
EATON VANCE FLTING RATE INC COM 39 $8,973,000 665,648 0.94 0.90 28,424 4.46
FIRST TR MLP & ENERGY INCOME COM 40 $8,722,000 733,583 0.91 0.85 40,787 5.89
EATON VANCE MUN BD FD COM 41 $8,462,000 680,757 0.88 1.18 -209,968 -23.57
NUVEEN INT DUR QUAL MUN TRM COM 42 $8,282,000 620,760 0.87 0.78 67,574 12.22
ISHARES TR 7-10 Y TR BD ETF 43 $7,699,000 69,976 0.80 0.44 31,680 82.72
ISHARES TR SHORT TREAS BD 44 $7,401,000 66,885 0.77 0.87 -6,977 -9.45
ISHARES INC CORE MSCI EMKT 45 $6,596,000 128,225 0.69 0.71 347 0.27
ABERDEEN EMRG MRKTS EQT INM COM 46 $6,396,000 874,980 0.67 0.41 353,279 67.72
WISDOMTREE TR BLMBRG FL TRFD 47 $5,852,000 233,444 0.61 233,444 +Inf
WISDOMTREE TR FLOATNG RAT TREAS Liquidated $0 0 0.67 230,323 +Inf
WISDOMTREE TR FLOATNG RATE TREA Liquidated $0 0 0.61 226,554 +Inf
NUVEEN CR STRATEGIES INCM FD COM SHS 50 $5,303,000 660,559 0.55 0.75 -230,252 -25.85
SPDR SERIES TRUST S&P BK ETF Liquidated $0 0 0.58 132,605 +Inf
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