Institution Information
Reportee Signature Date Report period Total Entries Total Value($)
THOMAS J HERZFELD ADVISORS INC 08-13-2019 06-30-2019 266 262,541,000
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%)
NexPoint Credit Strategies Fund COM NEW 1 $26,672,000 1,409,741 10.16 6.10 645,775 84.53
Highland Floating Rate Opportunities Fund SHS BEN INT 2 $13,032,000 941,590 4.96 4.57 44,809 5.00
Nuveen Credit Strategies Income Fund COM SHS 3 $11,895,000 1,501,875 4.53 4.20 18,469 1.25
Boulder Growth & Income Fund Inc COM 4 $11,136,000 990,709 4.24 4.15 -59,343 -5.65
Central Securities Corp COM 5 $10,754,000 352,344 4.10 4.42 -68,670 -16.31
Cornerstone Strategic Value Fund Inc COM 6 $10,735,000 922,253 4.09 3.82 67,217 7.86
PIMCO Dynamic Credit and Mortgage Income Fund COM SHS Liquidated $0 0 3.83 456,462 +Inf
Ishares Tr SHORT TREAS BD 8 $8,450,000 76,368 3.22 1.01 51,368 205.47
Tekla Healthcare Opportunities Fund SHS Liquidated $0 0 3.07 3.06 17,246 3.77
PGIM Short Duration High Yield Fund, Inc. COM 10 $6,825,000 466,519 2.60 2.37 10,655 2.34
The Herzfeld Caribbean Basin Fund Inc COM 11 $6,671,000 1,049,144 2.54 2.24 4,355 0.42
Eaton Vance Limited Duration Income Fund COM 12 $6,617,000 523,084 2.52 0.61 392,500 300.57
PGIM Global Short Duration High Yield Fund, Inc. COM 13 $6,020,000 416,641 2.29 1.55 112,534 37.00
General American Investors Co Inc COM 14 $5,848,000 164,786 2.23 2.05 -3,268 -1.94
MasTec Inc COM 15 $5,787,000 112,297 2.20 2.07 -5,000 -4.26
Apollo Tactical Income Fund Inc COM 16 $5,571,000 377,686 2.12 2.01 5,256 1.41
OFS Credit Company Inc COM 17 $5,531,000 308,295 2.11 1.99 4,798 1.58
Cornerstone Total Rtrn Fd In COM 18 $4,118,000 363,804 1.57 1.23 84,840 30.41
Tekla World Healthcare Fund BEN INT SHS Liquidated $0 0 1.42 1.70 -65,368 -17.83
Royal Caribbean Cruises Ltd COM 20 $3,785,000 31,229 1.44 1.31 0 0.00
Adams Diversified Equity Fund Inc COM 21 $3,632,000 234,759 1.38 1.25 -1,543 -0.65
iShares Short Maturity Bond ETF SHT MAT BD ETF Liquidated $0 0 1.33 72,236 +Inf
Doubleline Income Solutions COM Liquidated $0 0 1.29 185,900 +Inf
Nuveen Floating Rate Income Opportunity Fund COM SHS 24 $3,167,000 325,167 1.21 0.99 43,761 15.55
Norwegian Cruise Line Holdings Ltd SHS 25 $3,054,000 56,944 1.16 1.15 0 0.00
Voya Prime Rate Trust SH BEN INT 26 $3,046,000 640,014 1.16 1.10 13,505 2.16
Popular Inc COM NEW 27 $2,996,000 55,230 1.14 1.06 0 0.00
First BanCorp/Puerto Rico COM NEW 28 $2,920,000 264,477 1.11 1.11 0 0.00
BlackRock Credit Allocation Income Trust COM 29 $2,712,000 209,089 1.03 0.25 155,132 287.51
Aberdeen Total Dynamic Dividend Fund COM SH BEN INT 30 $2,701,000 323,864 1.03 1.70 -238,093 -42.37
The Gabelli Healthcare & WellnessRx Trust SHS Liquidated $0 0 0.88 0.89 -13,656 -5.64
Copa Holdings SA CL A 32 $2,368,000 24,273 0.90 0.72 -44 -0.18
Lennar Corp CL A 33 $2,302,000 47,500 0.88 0.86 0 0.00
Eagle Point Credit Co Inc COM Liquidated $0 0 0.83 0.37 71,450 110.23
Tortoise Energy Infrastructure Corporation COM Liquidated $0 0 0.81 0.69 7,356 8.45
Invesco Senior Income Trust COM 36 $2,139,000 495,180 0.81 0.74 14,255 2.96
Tortoise Power and Energy Infrastructure Fund Inc COM 37 $2,051,000 111,898 0.78 0.78 -2,661 -2.32
Blackrock Core Bd Tr SHS BEN INT 38 $2,025,000 144,014 0.77 144,014 +Inf
The Taiwan Fund Inc COM 39 $1,993,000 117,553 0.76 0.80 -3,688 -3.04
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund ENHAN SHRT MA AC 40 $1,939,000 19,052 0.74 1.33 -16,706 -46.72
Source Capital Inc COM 41 $1,928,000 52,731 0.73 0.71 -1,145 -2.13
Kayne Anderson MLP Investment Company COM 42 $1,927,000 125,850 0.73 0.74 -106 -0.08
Kayne Anderson Midstream/Energy Fund Inc COM 43 $1,831,000 158,082 0.70 0.66 7,335 4.87
The New Germany Fund Inc COM 44 $1,783,000 125,398 0.68 0.64 -148 -0.12
RMR Real Estate Income Fund COM 45 $1,781,000 97,152 0.68 0.26 58,735 152.89
Consolidated Water Co Ltd ORD 46 $1,735,000 121,638 0.66 0.57 0 0.00
Aberdeen Japan Equity Fund Inc COM 47 $1,678,000 239,719 0.64 0.68 -26,151 -9.84
Ares Dynamic Credit Allocation Fund, Inc. COM 48 $1,629,000 107,662 0.62 0.57 2,930 2.80
Marriott Vacations Worldwide Corp COM 49 $1,614,000 16,745 0.61 0.57 0 0.00
Aberdeen Global Dynamic Dividend Fund COM 50 $1,557,000 161,538 0.59 0.73 -48,097 -22.94
Ishares Tr 13 Yr 1 3 YR TREAS BD 51 $1,543,000 18,200 0.59 0.56 0 0.00
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