Institution Information
Reportee Signature Date Report period Total Entries Total AUM($)
TOWER RESEARCH CAPITAL LLC (TRC) 11-05-2019 09-30-2019 5851 1,459,106,000
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%) Date Reported
SPDR S&P 500 ETF TR TR UNIT 1 $137,215,000 462,360 9.40 17.10 -404,020 -46.63 09-30-2019
SELECT SECTOR SPDR TR SBI CONS STPLS 2 $52,315,000 851,763 3.59 0.34 763,921 869.65 09-30-2019
INVESCO QQQ TR UNIT SER 1 3 $32,426,000 171,740 2.22 0.14 160,279 1398.47 09-30-2019
ISHARES TR RUS 2000 GRW ETF Liquidated $0 0 1.80 0.13 122,265 1116.88 09-30-2019
VISA INC COM CL A 5 $20,539,000 119,407 1.41 0.02 117,588 6464.43 09-30-2019
APPLE INC COM 6 $17,760,000 79,296 1.22 0.19 65,311 467.01 09-30-2019
MICROSOFT CORP COM 7 $17,581,000 126,458 1.20 0.24 100,025 378.41 09-30-2019
AMAZON COM INC COM 8 $17,562,000 10,117 1.20 0.17 8,779 656.13 09-30-2019
ISHARES TR RUS 1000 GRW ETF 9 $15,337,000 96,074 1.05 5.19 -393,647 -80.38 09-30-2019
SPDR SERIES TRUST S&P RETAIL ETF Liquidated $0 0 0.95 0.17 270,450 436.13 09-30-2019
SELECT SECTOR SPDR TR SBI INT-FINL 11 $13,698,000 489,223 0.94 3.16 -1,208,262 -71.18 09-30-2019
ISHARES TR NASDAQ BIOTECH 12 $13,499,000 135,670 0.93 0.00 135,513 86314.01 09-30-2019
SELECT SECTOR SPDR TR RL EST SEL SEC 13 $13,314,000 338,441 0.91 0.00 337,241 28103.42 09-30-2019
SELECT SECTOR SPDR TR ENERGY 14 $12,522,000 211,521 0.86 0.37 125,253 145.19 09-30-2019
ISHARES TR CORE S&P500 ETF Liquidated $0 0 0.84 0.14 34,399 431.01 09-30-2019
SPDR DOW JONES INDL AVRG ETF UT SER 1 16 $10,177,000 37,808 0.70 0.02 36,826 3750.10 09-30-2019
SELECT SECTOR SPDR TR SBI MATERIALS 17 $9,858,000 169,376 0.68 0.57 24,271 16.73 09-30-2019
VANGUARD INDEX FDS VALUE ETF Liquidated $0 0 0.65 0.00 86,551 72731.93 09-30-2019
ISHARES TR S&P 100 ETF Liquidated $0 0 0.62 0.06 62,838 808.00 09-30-2019
SELECT SECTOR SPDR TR SBI CONS DISCR Liquidated $0 0 0.59 0.00 73,720 80130.43 09-30-2019
ISHARES TR CORE MSCI EAFE 21 $8,704,000 142,521 0.60 142,521 +Inf 09-30-2019
SELECT SECTOR SPDR TR TECHNOLOGY Liquidated $0 0 0.54 0.00 103,479 356824.14 09-30-2019
PROSHARES TR II SHT VIX ST TRM 23 $7,602,000 142,341 0.52 0.34 48,021 50.91 09-30-2019
VANGUARD INDEX FDS TOTAL STK MKT Liquidated $0 0 0.51 50,265 +Inf 09-30-2019
WELLS FARGO CO NEW COM 25 $7,502,000 148,744 0.51 0.05 131,824 779.10 09-30-2019
ISHARES TR RUSSELL 3000 ETF Liquidated $0 0 0.48 1.04 -61,686 -60.02 09-30-2019
VANECK VECTORS ETF TR GOLD MINERS ETF 27 $7,036,000 263,406 0.48 0.47 -8,738 -3.21 09-30-2019
COMCAST CORP NEW CL A 28 $6,838,000 151,688 0.47 0.01 148,695 4968.09 09-30-2019
SPDR SERIES TRUST S&P METALS MNG 29 $6,661,000 261,720 0.46 0.00 261,020 37288.57 09-30-2019
CISCO SYS INC COM 30 $6,548,000 132,533 0.45 0.00 131,490 12606.90 09-30-2019
FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX Liquidated $0 0 0.40 47,008 +Inf 06-30-2019
VANGUARD INDEX FDS S&P 500 ETF SHS 32 $6,329,000 23,219 0.43 2.43 -110,635 -82.65 09-30-2019
SPDR SERIES TRUST DJ REIT ETF Liquidated $6,206,000 59,347 0.43 0.18 59,347 +Inf 09-30-2019
PROSHARES TR ULTRPRO DOW30 34 $6,180,000 58,764 0.42 0.15 36,896 168.72 09-30-2019
PROSHARES TR II ULTRA VIX SHORT 35 $5,965,000 229,072 0.41 0.29 90,522 65.34 09-30-2019
VANECK VECTORS ETF TR OIL SVCS ETF 36 $5,774,000 491,410 0.40 0.00 491,361 1002777.55 09-30-2019
INVESCO EXCHNG TRADED FD TR S&P SMLCP HELT 37 $5,759,000 50,753 0.39 0.35 6,248 14.04 09-30-2019
BANK AMER CORP COM 38 $5,748,000 197,037 0.39 0.08 157,278 395.58 09-30-2019
UNION PACIFIC CORP COM 39 $5,637,000 34,802 0.39 0.17 19,783 131.72 09-30-2019
ALPHABET INC CAP STK CL C 40 $5,543,000 4,547 0.38 0.03 4,088 890.63 09-30-2019
PFIZER INC COM 41 $5,511,000 153,382 0.38 0.15 100,976 192.68 09-30-2019
FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 42 $5,392,000 43,564 0.37 0.23 19,286 79.44 09-30-2019
FACEBOOK INC CL A 43 $5,384,000 30,230 0.37 0.03 27,860 1175.53 09-30-2019
BERKSHIRE HATHAWAY INC DEL CL B NEW 44 $5,357,000 25,753 0.37 0.03 23,383 986.62 09-30-2019
ISHARES TR US HLTHCR PR ETF 45 $5,197,000 32,141 0.36 0.11 22,633 238.04 09-30-2019
EXXON MOBIL CORP COM 46 $5,191,000 73,507 0.36 0.09 56,787 339.64 09-30-2019
SCHWAB STRATEGIC TR US BRD MKT ETF 47 $5,088,000 71,637 0.35 0.01 69,220 2863.88 09-30-2019
PROSHARES TR ULTRPRO S&P500 48 $5,029,000 90,992 0.34 0.05 78,615 635.17 09-30-2019
JOHNSON & JOHNSON COM 49 $4,806,000 37,148 0.33 0.13 23,211 166.54 09-30-2019
AT&T INC COM Liquidated $4,676,000 123,559 0.32 0.30 123,559 +Inf 09-30-2019
ALPHABET INC CAP STK CL A 51 $4,589,000 3,758 0.31 0.04 3,181 551.30 09-30-2019
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