Institution Information
Reportee Signature Date Report period Total Entries Total AUM($)
VIRTUS ETF ADVISERS LLC 11-12-2019 09-30-2019 435 496,382,000
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%) Date Reported
BARINGS BDC INC COM 1 $6,939,000 683,678 1.40 1.32 48,129 7.57 09-30-2019
OXFORD LANE CAP CORP COM Liquidated $0 0 1.41 661,420 +Inf 09-30-2019
FS KKR CAPITAL CORP COM 3 $5,921,000 1,015,527 1.19 1.07 163,742 19.22 09-30-2019
OXFORD SQUARE CAP CORP COM 4 $5,689,000 913,143 1.15 1.15 60,012 7.03 09-30-2019
EAGLE PT CR CO LLC COM Liquidated $0 0 1.15 303,718 +Inf 09-30-2019
BLACKROCK CAPITAL INVESTMENT COM 6 $5,383,000 1,074,515 1.08 0.92 346,998 47.70 09-30-2019
MPLX LP COM UNIT REP LTD 7 $5,016,000 179,089 1.01 0.51 103,590 137.21 09-30-2019
PROSPECT CAPITAL CORPORATION COM 8 $4,872,000 739,259 0.98 0.93 61,390 9.06 09-30-2019
PENNANTPARK INVT CORP COM 9 $4,838,000 771,596 0.97 0.90 95,372 14.10 09-30-2019
WHITEHORSE FIN INC COM 10 $4,652,000 333,958 0.94 0.74 78,093 30.52 09-30-2019
APOLLO INVT CORP COM NEW 11 $4,375,000 271,878 0.88 0.88 6,742 2.54 09-30-2019
FIDUS INVT CORP COM 12 $4,283,000 288,778 0.86 0.74 68,654 31.19 09-30-2019
BLACKROCK TCP CAP CORP COM 13 $4,258,000 314,135 0.86 0.74 66,645 26.93 09-30-2019
STELLUS CAP INVT CORP COM 14 $4,240,000 311,046 0.85 0.73 59,369 23.59 09-30-2019
KKR INCOME OPPORTUNITIES FD COM 15 $4,134,000 265,540 0.83 0.75 38,537 16.98 09-30-2019
NEW MTN FIN CORP COM 16 $4,031,000 295,769 0.81 0.73 46,634 18.72 09-30-2019
PENNANTPARK FLOATING RATE CA COM 17 $3,968,000 342,083 0.80 0.70 53,619 18.59 09-30-2019
HERCULES CAPITAL INC COM 18 $3,965,000 296,582 0.80 0.71 33,839 12.88 09-30-2019
BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 19 $3,853,000 263,917 0.78 0.73 28,689 12.20 09-30-2019
NUVEEN CR STRATEGIES INCM FD COM SHS 20 $3,833,000 512,397 0.77 0.66 114,768 28.86 09-30-2019
GLADSTONE CAPITAL CORP COM 21 $3,739,000 383,524 0.75 0.70 28,813 8.12 09-30-2019
GOLDMAN SACHS BDC INC SHS 22 $3,673,000 182,824 0.74 0.72 8,310 4.76 09-30-2019
TRIPLEPOINT VENTURE GROWTH B COM 23 $3,611,000 219,224 0.73 0.81 -51,894 -19.14 09-30-2019
BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 24 $3,529,000 223,614 0.71 0.73 3,938 1.79 09-30-2019
TCG BDC INC COM 25 $3,527,000 244,903 0.71 0.60 57,528 30.70 09-30-2019
HUNTSMAN CORP COM 26 $3,437,000 147,752 0.69 0.49 34,504 30.47 09-30-2019
GOLUB CAP BDC INC COM 27 $3,387,000 179,803 0.68 0.62 13,962 8.42 09-30-2019
EDISON INTL COM 28 $3,373,000 44,718 0.68 0.57 4,853 12.17 09-30-2019
SOLAR SR CAP LTD COM 29 $3,365,000 189,487 0.68 0.63 1,963 1.05 09-30-2019
TPG SPECIALTY LENDING INC COM 30 $3,358,000 160,071 0.68 0.66 -835 -0.52 09-30-2019
MARATHON PETE CORP COM 31 $3,358,000 55,280 0.68 0.49 13,675 32.87 09-30-2019
GLADSTONE INVT CORP COM 32 $3,323,000 269,277 0.67 0.55 35,096 14.99 09-30-2019
NUVEEN FLTNG RTE INCM OPP FD COM SHS 33 $3,304,000 346,310 0.67 0.63 41,546 13.63 09-30-2019
NUVEEN SHT DUR CR OPP FD COM 34 $3,294,000 219,876 0.66 0.63 31,006 16.42 09-30-2019
SABRA HEALTH CARE REIT INC COM 35 $3,266,000 142,235 0.66 0.57 5,883 4.31 09-30-2019
EASTERLY GOVT PPTYS INC COM 36 $3,260,000 153,069 0.66 0.55 9,140 6.35 09-30-2019
ARES CAP CORP COM 37 $3,259,000 174,861 0.66 0.66 -850 -0.48 09-30-2019
NUVEEN FLOATING RATE INCOME COM 38 $3,246,000 333,958 0.65 0.60 45,494 15.77 09-30-2019
COMMUNITY HEALTHCARE TR INC COM 39 $3,212,000 72,099 0.65 0.60 -580 -0.80 09-30-2019
PHILLIPS 66 COM 40 $3,208,000 31,333 0.65 0.52 5,048 19.20 09-30-2019
NUVEEN SR INCOME FD COM 41 $3,201,000 554,811 0.64 0.60 73,738 15.33 09-30-2019
PHILLIPS 66 PARTNERS LP COM UNIT REP INT 42 $3,201,000 56,539 0.64 0.49 9,267 19.60 09-30-2019
SOLAR CAP LTD COM 43 $3,185,000 154,223 0.64 0.58 20,533 15.36 09-30-2019
INVESCO DYNAMIC CR OPP FD COM 44 $3,163,000 287,315 0.64 287,315 +Inf 09-30-2019
RELIANCE STEEL & ALUMINUM CO COM 45 $3,141,000 31,516 0.63 0.57 2,767 9.62 09-30-2019
BLACKSTONE GSO FLTING RTE FU COM 46 $3,140,000 185,588 0.63 0.60 18,102 10.81 09-30-2019
POLYONE CORP COM 47 $3,139,000 96,132 0.63 0.56 11,105 13.06 09-30-2019
ALGONQUIN PWR UTILS CORP COM 48 $3,125,000 228,126 0.63 0.59 -3,484 -1.50 09-30-2019
OMEGA HEALTHCARE INVS INC COM 49 $3,120,000 74,670 0.63 0.54 4,988 7.16 09-30-2019
OAKTREE SPECIALTY LENDING CO COM 50 $3,116,000 601,611 0.63 0.59 85,545 16.58 09-30-2019
KIMCO RLTY CORP COM 51 $3,114,000 149,123 0.63 0.56 6,418 4.50 09-30-2019
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