Institution Information
Reportee Signature Date Report period Total Entries Total AUM($)
VIVO CAPITAL LLC 11-13-2019 09-30-2019 49 878,828,000
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%) Date Reported
Ascendis Pharma A/S ADR Liquidated $0 0 22.23 24.02 13,303 0.65 09-30-2019
Ascendis Pharma A/S 04351P101 2 $198,432,000 2,060,135 22.58 2,060,135 +Inf 09-30-2019
Crinetics Pharmaceuticals Inc Common Liquidated $0 0 7.91 7.66 0 0.00 09-30-2019
Arrowhead Pharmaceuticals Inc Common Liquidated $0 0 6.87 4.26 436,678 18.75 09-30-2019
Arrowhead Pharmaceuticals Inc 04280A100 5 $61,484,000 2,181,820 7.00 2,181,820 +Inf 09-30-2019
Tricida, Inc. Common Liquidated $0 0 5.27 2.94 643,340 82.35 09-30-2019
Crinetics Pharmaceuticals Inc 22663K107 7 $50,763,000 3,375,169 5.78 3,375,169 +Inf 09-30-2019
Codexis, Inc Common Liquidated $0 0 4.52 5.36 -4,493 -0.17 09-30-2019
Insmed Inc Common Par Liquidated $0 0 4.19 3.39 577,884 49.38 09-30-2019
Tricida, Inc. 89610F101 10 $43,107,000 1,396,405 4.91 1,396,405 +Inf 09-30-2019
Zymeworks Inc 98985W102 11 $40,757,000 1,643,422 4.64 1,643,422 +Inf 09-30-2019
Iovance Biotherapeutics, Inc. Common Liquidated $0 0 3.68 1.52 0 0.00 09-30-2019
Sinovac Biotech Ltd. SHS Liquidated $0 0 3.58 3.81 0 0.00 09-30-2019
Sinovac Biotech Ltd. P8696W104 14 $38,173,000 5,900,000 4.34 5,900,000 +Inf 09-30-2019
Codexis, Inc 192005106 15 $35,857,000 2,614,458 4.08 2,614,458 +Inf 09-30-2019
Zymeworks Inc Common Liquidated $0 0 3.00 1.00 833,333 134.38 09-30-2019
Kadmon Holdings Inc 48283N106 17 $31,769,000 12,606,605 3.61 12,606,605 +Inf 09-30-2019
Amyris, Inc 03236M200 18 $30,906,000 6,492,823 3.52 6,492,823 +Inf 09-30-2019
KalVista Pharmaceuticals Inc. Common Liquidated $0 0 2.82 3.88 0 0.00 09-30-2019
Biohaven Pharmaceutical Holding Company Ltd Common Liquidated $0 0 2.59 504,980 +Inf 06-30-2019
Kadmon Holdings Inc Common Liquidated $0 0 2.43 3.32 0 0.00 09-30-2019
Aurinia Pharmaceuticals Inc. 05156V102 22 $25,388,000 4,754,358 2.89 4,754,358 +Inf 09-30-2019
Insmed Inc 457669307 23 $24,667,000 1,398,338 2.81 1,398,338 +Inf 09-30-2019
The Medicines Company Common Liquidated $0 0 2.29 669,012 +Inf 09-30-2019
Menlo Therapeutics Inc. Common Liquidated $0 0 2.25 3.14 0 0.00 09-30-2019
Mirati Therapeutics Inc. Common Liquidated $0 0 2.25 1.84 -18,062 -7.19 09-30-2019
Amyris, Inc Common Liquidated $0 0 2.17 1.16 914,772 16.41 09-30-2019
Homology Medicines, Inc. Common Liquidated $0 0 2.13 3.21 0 0.00 09-30-2019
Homology Medicines, Inc. 438083107 29 $21,084,000 1,164,883 2.40 1,164,883 +Inf 09-30-2019
Eiger BioPharmaceuticals Inc Common Liquidated $0 0 1.78 2.50 0 0.00 09-30-2019
Iovance Biotherapeutics, Inc. 462260100 31 $18,903,000 1,038,600 2.15 1,038,600 +Inf 09-30-2019
Eiger BioPharmaceuticals Inc 28249U105 32 $18,360,000 1,791,257 2.09 1,791,257 +Inf 09-30-2019
Orchard Therapeutics plc ADS Liquidated $0 0 1.72 0.86 830,475 172.44 09-30-2019
Mirati Therapeutics Inc. 60468T105 34 $18,157,000 233,045 2.07 233,045 +Inf 09-30-2019
Menlo Therapeutics Inc. 586858102 35 $17,970,000 4,011,236 2.04 4,011,236 +Inf 09-30-2019
Chiasma Inc Common Liquidated $0 0 1.66 2,377,213 +Inf 09-30-2019
KalVista Pharmaceuticals Inc. 483497103 37 $17,131,000 1,476,796 1.95 1,476,796 +Inf 09-30-2019
Orchard Therapeutics plc 68570P101 38 $15,588,000 1,312,084 1.77 1,312,084 +Inf 09-30-2019
Cymabay Therapeutics Inc Common Liquidated $0 0 1.45 2.72 98,934 4.81 09-30-2019
MEI Pharma Inc Common Liquidated $0 0 1.33 1.77 -96,709 -1.67 09-30-2019
Acer Therapeutics Inc Common Liquidated $0 0 1.40 579,051 +Inf 06-30-2019
Xenon Pharmaceuticals Inc Common Liquidated $0 0 1.30 1.42 0 0.00 09-30-2019
Xenon Pharmaceuticals Inc 98420N105 43 $12,663,000 1,405,476 1.44 1,405,476 +Inf 09-30-2019
Aurinia Pharmaceuticals Inc. Common Liquidated $0 0 1.18 0.79 700,333 57.72 09-30-2019
Soleno Therapeutics, Inc. Common Liquidated $0 0 1.12 0.90 -90,724 -2.08 09-30-2019
Rocket Pharmaceuticals Inc Common Liquidated $0 0 1.11 786,712 +Inf 09-30-2019
Kiniksa Pharmaceuticals Common Liquidated $0 0 1.07 1.52 0 0.00 09-30-2019
Cymabay Therapeutics Inc 23257D103 48 $11,033,000 2,154,934 1.26 2,154,934 +Inf 09-30-2019
Uniqure NV Common Liquidated $0 0 1.07 180,336 +Inf 06-30-2019
Obseva SA Common Liquidated $0 0 0.99 1.20 0 0.00 09-30-2019
IGM Biosciences Inc 449585108 51 $10,539,000 593,756 1.20 593,756 +Inf 09-30-2019
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