Institution Information
Reportee Signature Date Report period Total Entries Total AUM($)
ARIEL INVESTMENTS LLC 11-13-2020 09-30-2020 148 6,886,238,000
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%) Date Reported
Cumberland Pharmaceuticals, Inc. COM 251 $2,512,000 782,441 0.04 782,441 +Inf 09-30-2020
Pure Cycle Corp. COMMON Liquidated $0 0 0.04 0.01 157,655 254.69 09-30-2020
Safeguard Scientifics Inc. COMMON Liquidated $0 0 0.04 0.06 920 0.21 09-30-2020
AstroNova, Inc. COM 254 $2,427,000 302,571 0.04 302,571 +Inf 09-30-2020
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