Insider Activity for Brombach Theodore J
Recent Insider Activity
| Transaction Date | Company Name | Insider Name (Title) | Activity | Stock | Acquired or Disposed | Shares | Price range | Amount |
|---|---|---|---|---|---|---|---|---|
| 2024-05-09 | XAI Octagon Floating Rate & Alternative Income Trust | Brombach Theodore J
(President & CEO) |
P | Common Shares of Beneficial Ownership | A | 6867 | $7.13 - $7.13 | $48,961 |
| 2023-12-12 | XAI Octagon Floating Rate & Alternative Income Term Trust | Spence John Yogi
() |
P | Common Shares of Beneficial Ownership | A | 825 | $7.05 - $7.05 | $5,816 |
| 2023-12-11 | XAI Octagon Floating Rate & Alternative Income Term Trust | Spence John Yogi
() |
J | Common Shares of Beneficial Ownership | D | 5409 | $0.00 - $0.00 | $0 |
Activity types
| A | Grant, award or other acquisition |
| C | Conversion of Derivative or Security |
| D | Disposition to the issuer of issuer equity securities |
| E | Expiration of short derivative position |
| F | Payment of exercise price or tax liability |
| G | Bona fide Gift |
| H | Expiration (or cancellation) of long derivative position with value received |
| I | Discretionary Transaction |
| J | Other acquisition or disposition |
| K | Transaction in equity swap or instrument with similar characteristics |
| L | Small Acquisition |
| M | Exercise or conversion of derivative security |
| O | Exercise of out-of-the-money derivative security |
| P | Open Market Purchase |
| S | Open Market Sale |
| U | Disposition pursuant to a tender of shares in a change of control transaction |
| V | Transaction Voluntarily Reported |
| X | Exercise of in-the-money or at-the-money derivative security |
| Z | Deposit into or withdrawal from voting trust |