Institution Information
| Reportee | Signature Date | Report period | Total Entries | Total AUM($) |
|---|---|---|---|---|
| CENTAURUS FINANCIAL INC | 08-15-2023 | 06-30-2023 | 737 | 1,142,404,000 |
Institutional Holdings
| Issuer | Class | Position | Value | Shares | Portfolio Percentage (%) | Previous Percentage (%) | Shares Delta | Shares Delta(%) | Date Reported |
|---|---|---|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED ALP | MID CP GR ALPH | 1201 | $105,000 | 1,618 | 0.01 | 0.01 | -841 | -34.20 | 06-30-2023 |
| INDEXIQ ETF TR | IQ MRGR ARB ETF | 1202 | $105,000 | 3,366 | 0.01 | 0.01 | -1,465 | -30.32 | 06-30-2023 |
| READY CAPITAL CORP | COM | 1203 | $105,000 | 9,289 | 0.01 | 9,289 | +Inf | 06-30-2023 | |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 1204 | $104,000 | 2,080 | 0.01 | 0.04 | -6,106 | -74.59 | 06-30-2023 |
