Institution Information
| Reportee | Signature Date | Report period | Total Entries | Total AUM($) |
|---|---|---|---|---|
| AE WEALTH MANAGEMENT LLC | 02-14-2024 | 12-31-2023 | 2252 | 19,584,106,044 |
Institutional Holdings
| Issuer | Class | Position | Value | Shares | Portfolio Percentage (%) | Previous Percentage (%) | Shares Delta | Shares Delta(%) | Date Reported |
|---|---|---|---|---|---|---|---|---|---|
| HERCULES CAPITAL INC | COM | 1551 | $787,959 | 44,872 | 0.00 | 0.00 | 6,291 | 16.31 | 12-31-2023 |
| SPDR SER TR | HLTH CR EQUIP | 1552 | $785,919 | 9,345 | 0.00 | 0.00 | 2,258 | 31.86 | 12-31-2023 |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ BK ETF | Liquidated | $0 | 0 | 0.00 | 0.00 | 6,329 | 20.00 | 12-31-2023 |
| MARKETAXESS HLDGS INC | COM | 1554 | $783,168 | 2,832 | 0.00 | 0.00 | 144 | 5.36 | 12-31-2023 |
