Institution Information
Reportee Signature Date Report period Total Entries Total AUM($)
GUGGENHEIM CAPITAL LLC 11-14-2023 09-30-2023 3831 11,631,279,718
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%) Date Reported
CANADIAN IMPERIAL BK COMM TO COM 2351 $292,200 7,568 0.00 0.00 -2,450 -24.46 09-30-2023
TEKLA HEALTHCARE OPPORTUNITI SHS 2352 $292,005 17,197 0.00 0.00 189 1.11 09-30-2023
NOKIA CORP SPONSORED ADR 2353 $291,825 78,028 0.00 0.00 34,089 77.58 09-30-2023
DOLBY LABORATORIES INC COM CL A 2354 $291,518 3,678 0.00 0.00 -7,475 -67.02 09-30-2023
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