Institution Information
| Reportee | Signature Date | Report period | Total Entries | Total AUM($) |
|---|---|---|---|---|
| EMPIRICAL FINANCIAL SERVICES LLC DBA EMPIRICAL WEALTH MANAGEMENT | 02-06-2024 | 12-31-2023 | 498 | 3,010,836,463 |
Institutional Holdings
| Issuer | Class | Position | Value | Shares | Portfolio Percentage (%) | Previous Percentage (%) | Shares Delta | Shares Delta(%) | Date Reported |
|---|---|---|---|---|---|---|---|---|---|
| BROADRIDGE FINL SOLUTIONS IN | COM | 451 | $385,143 | 1,872 | 0.00 | 0.00 | -74 | -3.80 | 12-31-2023 |
| CATHAY GEN BANCORP | COM | 452 | $383,035 | 8,594 | 0.00 | 8,594 | +Inf | 12-31-2023 | |
| ISHARES TR | EXPND TEC SC ETF | 453 | $380,953 | 850 | 0.00 | 0.00 | -54 | -5.97 | 12-31-2023 |
| AMERICAN WTR WKS CO INC NEW | COM | 454 | $378,764 | 2,870 | 0.00 | 0.00 | -240 | -7.72 | 12-31-2023 |
