Institution Information
| Reportee | Signature Date | Report period | Total Entries | Total AUM($) |
|---|---|---|---|---|
| KNOTT DAVID M | 11-12-2021 | 09-30-2021 | 197 | 275,201,000 |
Institutional Holdings
| Issuer | Class | Position | Value | Shares | Portfolio Percentage (%) | Previous Percentage (%) | Shares Delta | Shares Delta(%) | Date Reported |
|---|---|---|---|---|---|---|---|---|---|
| Innoviva, Inc. | Common | 51 | $1,926,000 | 115,269 | 0.70 | 0.23 | 67,471 | 141.16 | 09-30-2021 |
| Zogenix, Inc. | Common | 52 | $1,894,000 | 124,688 | 0.69 | 0.77 | 0 | 0.00 | 09-30-2021 |
| Incyte Corporation | Common | 53 | $1,821,000 | 26,475 | 0.66 | 26,475 | +Inf | 09-30-2021 | |
| B. Riley Principal 150 Merger Corp. | Common | 54 | $1,725,000 | 176,963 | 0.63 | 1.85 | -350,000 | -66.42 | 09-30-2021 |
