Institution Information
| Reportee | Signature Date | Report period | Total Entries | Total AUM($) |
|---|---|---|---|---|
| WELLINGTON SHIELDS CAPITAL MANAGEMENT LLC | 02-09-2024 | 12-31-2023 | 300 | 801,624,192 |
Institutional Holdings
| Issuer | Class | Position | Value | Shares | Portfolio Percentage (%) | Previous Percentage (%) | Shares Delta | Shares Delta(%) | Date Reported |
|---|---|---|---|---|---|---|---|---|---|
| OKTA INC CL A | Stock | Liquidated | $0 | 0 | 0.00 | 4,000 | +Inf | 12-31-2023 | |
| PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR | ADR | 502 | $319,400 | 20,000 | 0.00 | 0.00 | 0 | 0.00 | 12-31-2023 |
| ISHARES FLOATING RATE BOND ETF | ETF | 503 | $317,641 | 6,275 | 0.00 | 0.00 | 0 | 0.00 | 12-31-2023 |
| VALE S A SPONSORED ADS | ADR | 504 | $317,200 | 20,000 | 0.00 | 0.00 | 0 | 0.00 | 12-31-2023 |
