Institution Information
Reportee Signature Date Report period Total Entries Total AUM($)
AMERIPRISE FINANCIAL INC 02-14-2024 12-31-2023 11153 334,015,962,593
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%) Date Reported
ATHIRA PHARMA INC COM Liquidated $0 0 0.00 0.00 0 0.00 12-31-2023
DOCUSIGN INC CONV BND Liquidated $0 0 0.00 30,000 +Inf 12-31-2023
QUANTUM-SI INC COM 5603 $28,743 14,300 0.00 0.00 -9,444 -39.77 12-31-2023
LINEAGE CELL THERAPEUTICS IN COM 5604 $27,970 25,660 0.00 0.00 0 0.00 12-31-2023
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