Institution Information
Reportee Signature Date Report period Total Entries Total AUM($)
LPL FINANCIAL LLC 02-12-2024 12-31-2023 4792 165,111,641,374
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%) Date Reported
X4 PHARMACEUTICALS INC COM 6301 $9,643 11,500 0.00 0.00 1,000 9.52 12-31-2023
LI-CYCLE HOLDINGS CORP COMMON SHARES 6302 $9,195 15,724 0.00 0.00 -12,512 -44.31 12-31-2023
GT BIOPHARMA INC COM NEW 6303 $8,752 34,320 0.00 34,320 +Inf 12-31-2023
INOVIO PHARMACEUTICALS INC COM NEW 6304 $8,303 16,281 0.00 0.00 728 4.68 12-31-2023
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