Institution Information
Reportee Signature Date Report period Total Entries Total AUM($)
NORTHERN TRUST CORP 11-07-2023 09-30-2023 13573 516,281,731,944
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%) Date Reported
PEDEVCO CORP COM 6301 $40,978 40,572 0.00 0.00 -10,615 -20.74 09-30-2023
SIENTRA INC COM 6302 $40,964 14,735 0.00 0.00 0 0.00 09-30-2023
PAVMED INC COM 6303 $40,885 138,783 0.00 0.00 -12,824 -8.46 09-30-2023
EMCORE CORP COM 6304 $40,541 85,259 0.00 0.00 -12,304 -12.61 09-30-2023
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