Institution Information
| Reportee | Signature Date | Report period | Total Entries | Total AUM($) |
|---|---|---|---|---|
| NEXT FINANCIAL GROUP INC | 07-12-2021 | 06-30-2021 | 3665 | 1,248,730,000 |
Institutional Holdings
| Issuer | Class | Position | Value | Shares | Portfolio Percentage (%) | Previous Percentage (%) | Shares Delta | Shares Delta(%) | Date Reported |
|---|---|---|---|---|---|---|---|---|---|
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2021 HY | 651 | $326,000 | 14,162 | 0.03 | 0.04 | -4,199 | -22.87 | 06-30-2021 |
| RIO TINTO PLC | SPONSORED ADR | 652 | $324,000 | 3,862 | 0.03 | 0.02 | 1,249 | 47.80 | 06-30-2021 |
| ISHARES TR | SHRT NAT MUN ETF | 653 | $324,000 | 3,003 | 0.03 | 0.03 | -114 | -3.66 | 06-30-2021 |
| COGNYTE SOFTWARE LTD | ORD SHS | 654 | $324,000 | 13,229 | 0.03 | 0.03 | 400 | 3.12 | 06-30-2021 |
