Institution Information
| Reportee | Signature Date | Report period | Total Entries | Total AUM($) |
|---|---|---|---|---|
| SHEAFF BROCK INVESTMENT ADVISORS LLC | 02-08-2024 | 12-31-2023 | 481 | 1,292,580,819 |
Institutional Holdings
| Issuer | Class | Position | Value | Shares | Portfolio Percentage (%) | Previous Percentage (%) | Shares Delta | Shares Delta(%) | Date Reported |
|---|---|---|---|---|---|---|---|---|---|
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 651 | $200,674 | 10,360 | 0.00 | 0.00 | -5,395 | -34.24 | 12-31-2023 |
| VANGUARD INDEX FDS | SMALL CP ETF | Liquidated | $0 | 0 | 0.00 | 0.00 | 0 | 0.00 | 12-31-2023 |
| BLACKROCK MUNI INCOME TR II | COM | 653 | $197,207 | 18,465 | 0.00 | 0.00 | 0 | 0.00 | 12-31-2023 |
| OMEROS CORP | COM | 654 | $196,609 | 60,125 | 0.00 | 0.00 | 0 | 0.00 | 12-31-2023 |
