Institution Information
| Reportee | Signature Date | Report period | Total Entries | Total AUM($) |
|---|---|---|---|---|
| OSAIC HOLDINGS INC | 02-12-2024 | 12-31-2023 | 30351 | 57,148,297,345 |
Institutional Holdings
| Issuer | Class | Position | Value | Shares | Portfolio Percentage (%) | Previous Percentage (%) | Shares Delta | Shares Delta(%) | Date Reported |
|---|---|---|---|---|---|---|---|---|---|
| PROSPECT CAP CORP | NOTE 6.375% 3/0 | 8001 | $9,968 | 10 | 0.00 | 0.00 | 0 | 0.00 | 12-31-2023 |
| UROGEN PHARMA LTD | COM | 8002 | $9,945 | 663 | 0.00 | 0.00 | -543 | -45.02 | 12-31-2023 |
| GLIMPSE GROUP INC | COM | Liquidated | $0 | 0 | 0.00 | 0.00 | -3,340 | -38.22 | 12-31-2023 |
| EVANS BANCORP INC | COM NEW | 8004 | $9,927 | 315 | 0.00 | 0.00 | -89 | -22.03 | 12-31-2023 |
