Institution Information
Reportee Signature Date Report period Total Entries Total AUM($)
SONORA INVESTMENT MANAGEMENT LLC 11-12-2021 09-30-2021 1089 797,780,000
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%) Date Reported
OMEROS CORP COM 1001 $52,000 3,740 0.01 3,740 +Inf 09-30-2021
BANCROFT FD LTD COM 1002 $52,000 1,754 0.01 1,754 +Inf 09-30-2021
ANTERO MIDSTREAM CORP COM 1003 $52,000 5,000 0.01 5,000 +Inf 09-30-2021
TRANE TECHNOLOGIES PLC SHS 1004 $51,000 298 0.01 298 +Inf 09-30-2021
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