Institution Information
Reportee Signature Date Report period Total Entries Total AUM($)
SONORA INVESTMENT MANAGEMENT LLC 11-12-2021 09-30-2021 1089 797,780,000
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%) Date Reported
SUN LIFE FINANCIAL INC COM 1351 $28,000 535 0.00 535 +Inf 09-30-2021
EARTHSTONE ENERGY INC CL A 1352 $28,000 3,000 0.00 3,000 +Inf 09-30-2021
SPDR DOW JONES INDL AVERAGE UT SER 1 1353 $27,000 80 0.00 80 +Inf 09-30-2021
SPDR SER TR SP REGL BKG 1354 $27,000 400 0.00 400 +Inf 09-30-2021
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