Institution Information
| Reportee | Signature Date | Report period | Total Entries | Total AUM($) |
|---|---|---|---|---|
| DFPG INVESTMENTS LLC | 11-13-2023 | 09-30-2023 | 575 | 1,075,346,933 |
Institutional Holdings
| Issuer | Class | Position | Value | Shares | Portfolio Percentage (%) | Previous Percentage (%) | Shares Delta | Shares Delta(%) | Date Reported |
|---|---|---|---|---|---|---|---|---|---|
| MONDELEZ INTL INC | CL A | 151 | $1,803,452 | 26,160 | 0.00 | 0.00 | -498 | -1.87 | 09-30-2023 |
| ILLUMINA INC | COM | 152 | $1,776,296 | 16,604 | 0.00 | 0.00 | 6,581 | 65.66 | 09-30-2023 |
| THERMO FISHER SCIENTIFIC INC | COM | 153 | $1,766,491 | 3,976 | 0.00 | 0.00 | -273 | -6.43 | 09-30-2023 |
| VANGUARD INDEX FDS | GROWTH ETF | 154 | $1,753,926 | 6,199 | 0.00 | 0.00 | 99 | 1.62 | 09-30-2023 |
