Institution Information
| Reportee | Signature Date | Report period | Total Entries | Total AUM($) |
|---|---|---|---|---|
| DFPG INVESTMENTS LLC | 11-13-2023 | 09-30-2023 | 575 | 1,075,346,933 |
Institutional Holdings
| Issuer | Class | Position | Value | Shares | Portfolio Percentage (%) | Previous Percentage (%) | Shares Delta | Shares Delta(%) | Date Reported |
|---|---|---|---|---|---|---|---|---|---|
| STATE STR CORP | COM | 301 | $731,019 | 10,989 | 0.00 | 0.00 | -362 | -3.19 | 09-30-2023 |
| SPDR SER TR | S&P 400 MDCP VAL | 302 | $729,942 | 11,718 | 0.00 | 0.00 | -16,913 | -59.07 | 09-30-2023 |
| SPDR SER TR | S&P 400 MDCP GRW | 303 | $729,750 | 10,910 | 0.00 | 0.00 | -16,526 | -60.23 | 09-30-2023 |
| SHELL PLC | SPON ADS | 304 | $728,969 | 11,248 | 0.00 | 0.00 | -120 | -1.06 | 09-30-2023 |
