Institution Information
| Reportee | Signature Date | Report period | Total Entries | Total AUM($) |
|---|---|---|---|---|
| FNY INVESTMENT ADVISERS LLC | 01-12-2024 | 12-31-2023 | 569 | 90,397,000 |
Institutional Holdings
| Issuer | Class | Position | Value | Shares | Portfolio Percentage (%) | Previous Percentage (%) | Shares Delta | Shares Delta(%) | Date Reported |
|---|---|---|---|---|---|---|---|---|---|
| ANNALY CAPITAL MANAGEMENT REIT ORD | COM | 1651 | $15,000 | 800 | 0.02 | 800 | +Inf | 12-31-2023 | |
| WESTERN AST GLB CORP DEFIND OPPTY CF | COM | Liquidated | $0 | 0 | 0.01 | 0.02 | 0 | 0.00 | 12-31-2023 |
| PENNANTPARK FLOATING RATE CAPITA ORD | COM | 1653 | $14,000 | 1,200 | 0.02 | 0.01 | 0 | 0.00 | 12-31-2023 |
| NUVEEN TAXABLE MUNICIPAL INCM NAV CF | COM | Liquidated | $0 | 0 | 0.01 | 0.02 | 0 | 0.00 | 12-31-2023 |
