Institution Information
| Reportee | Signature Date | Report period | Total Entries | Total AUM($) |
|---|---|---|---|---|
| FNY INVESTMENT ADVISERS LLC | 01-12-2024 | 12-31-2023 | 569 | 90,397,000 |
Institutional Holdings
| Issuer | Class | Position | Value | Shares | Portfolio Percentage (%) | Previous Percentage (%) | Shares Delta | Shares Delta(%) | Date Reported |
|---|---|---|---|---|---|---|---|---|---|
| GSK ADR REP 2 ORD | SPONSORED ADR | 1851 | $7,000 | 200 | 0.01 | 0.01 | -100 | -33.33 | 12-31-2023 |
| STOCK YARDS BANCORP ORD | COM | Liquidated | $0 | 0 | 0.00 | 0.01 | 0 | 0.00 | 12-31-2023 |
| NUVEEN REAL ASSET INCOME AND GRO CF | COM | Liquidated | $0 | 0 | 0.00 | 0.01 | 0 | 0.00 | 12-31-2023 |
| NUVEEN MUNICIPAL CREDIT OPPORTUN CF | COM | Liquidated | $0 | 0 | 0.00 | 0.01 | 0 | 0.00 | 12-31-2023 |
