Institution Information
| Reportee | Signature Date | Report period | Total Entries | Total AUM($) |
|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | 02-13-2024 | 12-31-2023 | 2777 | 17,968,765,226 |
Institutional Holdings
| Issuer | Class | Position | Value | Shares | Portfolio Percentage (%) | Previous Percentage (%) | Shares Delta | Shares Delta(%) | Date Reported |
|---|---|---|---|---|---|---|---|---|---|
| PROSPECT CAP CORP | NOTE 6.375% 3/0 | 3351 | $109,657 | 110,000 | 0.00 | 0.00 | 20,000 | 22.22 | 12-31-2023 |
| CLARIVATE PLC | ORD SHS | 3352 | $108,286 | 11,694 | 0.00 | 11,694 | +Inf | 12-31-2023 | |
| BAUSCH HEALTH COS INC | COM | 3353 | $108,270 | 13,500 | 0.00 | 13,500 | +Inf | 12-31-2023 | |
| HUT 8 MNG CORP | COM | Liquidated | $0 | 0 | 0.00 | 0.00 | 45,277 | 343.92 | 12-31-2023 |
