Institution Information
| Reportee | Signature Date | Report period | Total Entries | Total AUM($) |
|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | 02-13-2024 | 12-31-2023 | 2777 | 17,968,765,226 |
Institutional Holdings
| Issuer | Class | Position | Value | Shares | Portfolio Percentage (%) | Previous Percentage (%) | Shares Delta | Shares Delta(%) | Date Reported |
|---|---|---|---|---|---|---|---|---|---|
| UBER TECHNOLOGIES INC | NOTE 12/1 | 3401 | $81,349 | 80,000 | 0.00 | 80,000 | +Inf | 12-31-2023 | |
| AMMO INC | COM | 3402 | $78,834 | 37,540 | 0.00 | 0.00 | -3,450 | -8.42 | 12-31-2023 |
| KAMAN CORP | NOTE 3.250% 5/0 | 3403 | $78,570 | 81,000 | 0.00 | 0.00 | 0 | 0.00 | 12-31-2023 |
| MIZUHO FINANCIAL GROUP INC | SPONSORED ADR | 3404 | $76,691 | 22,294 | 0.00 | 22,294 | +Inf | 12-31-2023 |
