Institution Information
Reportee Signature Date Report period Total Entries Total AUM($)
SIGMA PLANNING CORP 02-01-2024 12-31-2023 846 1,278,138,234
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%) Date Reported
TRIPLEPOINT VENTURE GROWTH B COM 1901 $406,594 37,440 0.00 0.00 -39,221 -51.16 12-31-2023
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 1902 $406,477 3,908 0.00 0.00 -1,070 -21.49 12-31-2023
FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 1903 $404,698 2,560 0.00 0.00 -2,489 -49.30 12-31-2023
ISHARES TR GRWT ALLOCAT ETF 1904 $404,084 7,597 0.00 7,597 +Inf 12-31-2023
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