Institution Information
| Reportee | Signature Date | Report period | Total Entries | Total AUM($) |
|---|---|---|---|---|
| SIGMA PLANNING CORP | 02-01-2024 | 12-31-2023 | 846 | 1,278,138,234 |
Institutional Holdings
| Issuer | Class | Position | Value | Shares | Portfolio Percentage (%) | Previous Percentage (%) | Shares Delta | Shares Delta(%) | Date Reported |
|---|---|---|---|---|---|---|---|---|---|
| APTOSE BIOSCIENCES INC | COM | 3251 | $191,712 | 75,477 | 0.00 | 0.00 | -70,309 | -48.23 | 12-31-2023 |
| PIMCO CORPORATE & INCOME OPP | COM | 3252 | $191,040 | 14,429 | 0.00 | 0.00 | -23,957 | -62.41 | 12-31-2023 |
| AMCOR PLC | ORD | 3253 | $190,263 | 19,737 | 0.00 | 0.00 | -36,596 | -64.96 | 12-31-2023 |
| MEDICENNA THERAPEUTICS CORP | COM | Liquidated | $0 | 0 | 0.00 | 0.00 | 332,000 | 109.73 | 12-31-2023 |
