Institution Information
Reportee Signature Date Report period Total Entries Total AUM($)
SIGMA PLANNING CORP 02-01-2024 12-31-2023 846 1,278,138,234
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%) Date Reported
FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 2151 $343,188 7,928 0.00 0.00 -11,724 -59.66 12-31-2023
VANGUARD INDEX FDS EXTEND MKT ETF 2152 $342,673 2,084 0.00 0.00 -3,423 -62.16 12-31-2023
YUM BRANDS INC COM Liquidated $0 0 0.00 0.00 -227 -7.67 12-31-2023
BLACK HILLS CORP COM Liquidated $0 0 0.00 6,744 +Inf 12-31-2023
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