Institution Information
Reportee Signature Date Report period Total Entries Total AUM($)
SIGMA PLANNING CORP 02-01-2024 12-31-2023 846 1,278,138,234
Institutional Holdings
Issuer Class Position Value Shares Portfolio Percentage (%) Previous Percentage (%) Shares Delta Shares Delta(%) Date Reported
TPI COMPOSITES INC COM 3551 $41,446 10,011 0.00 0.00 0 0.00 12-31-2023
OXFORD SQUARE CAP CORP COM 3552 $38,682 13,525 0.00 0.00 -407 -2.92 12-31-2023
ACURX PHARMACEUTICALS INC COM 3553 $38,300 10,000 0.00 10,000 +Inf 12-31-2023
SAFE BULKERS INC COM Liquidated $0 0 0.00 11,518 +Inf 12-31-2023
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