Institution Information
| Reportee | Signature Date | Report period | Total Entries | Total AUM($) |
|---|---|---|---|---|
| SIGMA PLANNING CORP | 02-01-2024 | 12-31-2023 | 846 | 1,278,138,234 |
Institutional Holdings
| Issuer | Class | Position | Value | Shares | Portfolio Percentage (%) | Previous Percentage (%) | Shares Delta | Shares Delta(%) | Date Reported |
|---|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM TAXABLE MUNICP BO | COM | Liquidated | $0 | 0 | 0.00 | 10,671 | +Inf | 12-31-2023 | |
| FISKER INC | CL A COM STK | Liquidated | $0 | 0 | 0.00 | 0.00 | -4,866 | -16.69 | 12-31-2023 |
| OLD NATL BANCORP IND | COM | Liquidated | $0 | 0 | 0.00 | 0.00 | -23 | -0.22 | 12-31-2023 |
| WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 3304 | $151,392 | 152,000 | 0.00 | 0.00 | -202,000 | -57.06 | 12-31-2023 |
